Burns & Levinson’s Securities Litigation Group gathers the experience of seasoned litigators in civil, criminal, administrative, arbitration, and regulatory matters to serve our clients in the financial services industry. Our attorneys represent financial services firms, their officers, advisors, brokers, and employees in litigation and business issues arising around the country.
Because we understand the securities industry, we effectively navigate the business hurdles that our clients face on a daily basis. Some of these hurdles may arise during FINRA customer arbitrations, SEC regulatory investigations or enforcement proceedings, state compliance reviews, federal court class actions, or federal or state grand jury proceedings.
While we are proud of our litigators' successes, our greatest strength is in crafting business solutions to prevent and resolve disputes before they develop into protracted litigation. In the financial services industry - where a single customer complaint or litigation can often implicate related compliance, supervisory, regulatory, employment, and criminal issues - we have all the bases covered.
Our team is well-versed in all manner of investment products (from equities, bonds and mutual funds to REITS, CMOs and structured products) and industry-specific concerns (including fiduciary and trust arrangements, supervision cases, compliance audits, raiding cases, promissory notes, and allegations of selling away). Let us put our experience to work for you.
The Securities Litigation Group at Burns & Levinson